CAPABILITIES

Employee Benefit
Plan Audits

Integrity is a two-way street: the trustworthiness of your people demands reliability of the financial structures that you put into place to take care of them.

In a world with increasing scrutiny over employee benefit plans, how compliant are you? Sansiveri brings critical and uncompromising regulatory insight to ensure that you meet both professional standards and those established by the Department of Labor. We’re constantly staying ahead of the curve when it comes to changing pronouncements through continuous training, including annual attendance at the American Institute of Certified Public Accountants (AICPA) National Employee Benefit Plan Conference. Sansiveri is also a member of the AICPA Employee Benefit Plan Audit Quality Center, which offers additional support for performing quality audits in this unique and complex area.

What we do

  • Audits required under the Employee Retirement Income Security Act (ERISA). Sansiveri currently performs audits of the following employee benefit plans:
    • Defined Contribution Benefit Plans
    • Defined Benefit Pension Plans
    • Employee Stock Ownership Plans
  • Audit approach tailored for your plan’s specific risks and needs
  • Audit timeline based upon client expectations and deadlines, meeting all reporting requirements, and advice throughout the year
  • Review of your fiduciary structure, process and policies, and identification of any possible deficiencies

M. Douglas Fay

CPA, CGMA, MST, Partner

Doug is the partner in charge of our firm’s Employee Benefit Plan Services Group and serves as our representative with the AICPA Employee Benefit Plan Audit Quality Control Center. He has over 35 years of experience and is responsible for overseeing audits of employee benefit plans which range in size from 100 to 550 participants and plan assets from approximately $1M to $100M. Doug is a valuable resource in addressing issues including defined contribution plans, defined benefit plans, and employee stock ownership plans.

Email | LinkedIn | Direct: 401-752-0507

Craig Bilodeau, Partner
Employee Benefit Plan Audits Expert
  • Over 30 years of experience as a trusted advisor
  • Oversees many of our clients’ benefit plan audits, which have up to 550 participants with plan assets up to $100M
  • An expert on compliance and reporting issues for defined contribution plans, defined benefit plans, and employee stock ownership plans
Email | LinkedIn | Direct: 401-752-0514
Jason M. DaPonte, Managing Partner
Employee Benefit Plan Audits Expert
  • Over 15 years of experience including private industry
  • Advises clients across numerous industries
  • In-depth understanding of complicated accounting standards & tax laws
Email | LinkedIn | Direct: 401-752-0558

40+

Years in Business

Locally owned, controlled, and managed. Since day one.

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